WILKIN NEIL D JR 4
4 · OPTICAL CABLE CORP · Filed Sep 16, 2021
Insider Transaction Report
Form 4
WILKIN NEIL D JR
DirectorChairman, President and CEO10% Owner
Transactions
- Award
Common Stock
2021-09-16+72,846→ 988,850 total
Holdings
- 115(indirect: By Daughter #3)
Common Stock
- 315(indirect: By Daughter #1)
Common Stock
- 315(indirect: By Son)
Common Stock
- 22,595(indirect: By LLC)
Common Stock
- 315(indirect: By Daughter #2)
Common Stock
Footnotes (3)
- [F1]Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 72,846 shares generally vests annually over approximately four years if certain performance goals are achieved in fiscal years 2022, 2023, 2024, and 2025 with the first possible vesting date being January 31, 2023.
- [F2]The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
- [F3]The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.