Isely Kemper 5
5 · Natural Grocers by Vitamin Cottage, Inc. · Filed Nov 12, 2021
Insider Transaction Report
Form 5
Isely Kemper
DirectorChairman & Co-President10% OwnerOther
Transactions
- Other
Common Stock
2020-12-31−616,254→ 0 total(indirect: By LLC) - Other
Common Stock
2020-12-31−201,856→ 0 total(indirect: By LLC) - Other
Common Stock
2020-11-25−6,716→ 0 total(indirect: By LLC) - Other
Common Stock
2020-12-31−478,788→ 0 total(indirect: By LLC) - Gift
Common Stock
2021-04-01−500→ 3,117,812 total - Other
Common Stock
2020-11-25+10→ 3,118,312 total
Holdings
- 571,850(indirect: By LLC)
Common Stock
- 104,745(indirect: By son)
Common Stock
Footnotes (8)
- [F1]Exempt pro rata distribution of shares previously held by KIVC 3, LLC to the reporting person upon its dissolution for estate planning purposes.
- [F2]Exempt pro rata distribution of shares previously held by KIVC 3, LLC to its members upon its dissolution for estate planning purposes. The reporting person was a member of KIVC 3, LLC but no longer has any pecuniary interest in these shares following this transaction, except as disclosed above.
- [F3]Exempt pro rata distribution of shares previously held by ZIVC, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of ZIVC LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F4]Exempt pro rata distribution of shares previously held by HIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F5]Exempt pro rata distribution of shares previously held by HIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F6]Gift transfer of shares to reporting person's son-in-law.
- [F7]Represents shares held by the reporting person's son, who shares his primary residence.
- [F8]The reporting person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.