5//SEC Filing
Isely Kemper 5
Accession 0001437749-21-026464
CIK 0001547459other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:03 PM ET
Size
15.5 KB
Accession
0001437749-21-026464
Insider Transaction Report
Form 5
Isely Kemper
DirectorChairman & Co-President10% OwnerOther
Transactions
- Other
Common Stock
2020-12-31−616,254→ 0 total(indirect: By LLC) - Other
Common Stock
2020-12-31−201,856→ 0 total(indirect: By LLC) - Other
Common Stock
2020-11-25−6,716→ 0 total(indirect: By LLC) - Other
Common Stock
2020-12-31−478,788→ 0 total(indirect: By LLC) - Gift
Common Stock
2021-04-01−500→ 3,117,812 total - Other
Common Stock
2020-11-25+10→ 3,118,312 total
Holdings
- 571,850(indirect: By LLC)
Common Stock
- 104,745(indirect: By son)
Common Stock
Footnotes (8)
- [F1]Exempt pro rata distribution of shares previously held by KIVC 3, LLC to the reporting person upon its dissolution for estate planning purposes.
- [F2]Exempt pro rata distribution of shares previously held by KIVC 3, LLC to its members upon its dissolution for estate planning purposes. The reporting person was a member of KIVC 3, LLC but no longer has any pecuniary interest in these shares following this transaction, except as disclosed above.
- [F3]Exempt pro rata distribution of shares previously held by ZIVC, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of ZIVC LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F4]Exempt pro rata distribution of shares previously held by HIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F5]Exempt pro rata distribution of shares previously held by HIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F6]Gift transfer of shares to reporting person's son-in-law.
- [F7]Represents shares held by the reporting person's son, who shares his primary residence.
- [F8]The reporting person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Documents
Issuer
Natural Grocers by Vitamin Cottage, Inc.
CIK 0001547459
Entity typeother
Related Parties
1- filerCIK 0001552659
Filing Metadata
- Form type
- 5
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:03 PM ET
- Size
- 15.5 KB