4//SEC Filing
Encalada Arjona Carlos Enrique 4
Accession 0001437749-21-027386
CIK 0001101396other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:12 PM ET
Size
14.2 KB
Accession
0001437749-21-027386
Insider Transaction Report
Form 4
Encalada Arjona Carlos Enrique
V.P. of Manufacturing
Transactions
- Disposition to Issuer
Common Stock, $0.01 Par Value
2021-11-22$30.01/sh−795$23,858→ 2,495 total - Exercise/Conversion
Common Stock, $0.01 Par Value
2021-11-22+1,500→ 2,450 total - Award
Common Stock, $0.01 Par Value
2021-11-22+1,590→ 3,290 total - Tax Payment
Common Stock, $0.01 Par Value
2021-11-22$30.01/sh−341$10,233→ 2,154 total - Exercise/Conversion
Restricted Stock Units
2021-11-22−1,500→ 0 total→ Common Stock, $0.01 Par Value (1,500 underlying) - Disposition to Issuer
Common Stock, $0.01 Par Value
2021-11-22$30.01/sh−750$22,508→ 1,700 total
Footnotes (7)
- [F1]These shares were acquired in connection with the vesting of service-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
- [F2]Each restricted stock unit represents the right to receive one share of common stock of Delta Apparel, Inc. or the cash equivalent.
- [F3]These shares were disposed of in connection with the conversion of half of the 1,500 vested restricted units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
- [F4]These shares were acquired in connection with the vesting of performance-based restricted stock units. One-half of the vested restricted stock units convert into Delta Apparel, Inc. common stock on a one-for-one basis and the remaining half convert into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
- [F5]These shares were disposed of in connection with the conversion of half of the 1,590 vested restricted units into a cash amount equal to the market value of the Company's common stock on the applicable date multiplied by the applicable number of restricted stock units.
- [F6]These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of both performance-based and service-based restricted stock units.
- [F7]The restricted stock units vested upon the November 22, 2021, filing of the Company's Annual Report on Form 10-K for its fiscal year ended October 2, 2021.
Documents
Issuer
DELTA APPAREL, INC
CIK 0001101396
Entity typeother
Related Parties
1- filerCIK 0001826783
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 4:12 PM ET
- Size
- 14.2 KB