5//SEC Filing
Isely Zephyr 5
Accession 0001437749-21-028325
CIK 0001547459other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 5:00 PM ET
Size
13.0 KB
Accession
0001437749-21-028325
Insider Transaction Report
Form 5
Isely Zephyr
DirectorCo-President10% OwnerOther
Transactions
- Other
Common Stock
2020-12-31+1,366→ 3,166,550 total - Other
Common Stock
2020-12-31−71,722→ 0 total(indirect: By LLC) - Other
Common Stock
2020-12-31−201,856→ 0 total(indirect: By LLC) - Other
Common Stock
2020-12-31−478,788→ 0 total(indirect: By LLC) - Other
Common Stock
2020-12-31−572,097→ 0 total(indirect: By LLC)
Holdings
- 571,850(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]Exempt pro rata distribution of shares previously held by LIVC 2, LLC to the reporting person upon its dissolution for estate planning purposes.
- [F2]Exempt pro rata distribution of shares previously held by KIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of KIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F3]Exempt pro rata distribution of shares previously held by KIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of KIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F4]Exempt pro rata distribution of shares previously held by HIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F5]Exempt pro rata distribution of shares previously held by HIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.
- [F6]The reporting person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Documents
Issuer
Natural Grocers by Vitamin Cottage, Inc.
CIK 0001547459
Entity typeother
Related Parties
1- filerCIK 0001552609
Filing Metadata
- Form type
- 5
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 5:00 PM ET
- Size
- 13.0 KB