Natural Grocers by Vitamin Cottage, Inc.·5

Dec 10, 5:00 PM ET

Isely Zephyr 5

5 · Natural Grocers by Vitamin Cottage, Inc. · Filed Dec 10, 2021

Insider Transaction Report

Form 5
Period: 2021-09-30
Isely Zephyr
DirectorCo-President10% OwnerOther
Transactions
  • Other

    Common Stock

    2020-12-31+1,3663,166,550 total
  • Other

    Common Stock

    2020-12-3171,7220 total(indirect: By LLC)
  • Other

    Common Stock

    2020-12-31201,8560 total(indirect: By LLC)
  • Other

    Common Stock

    2020-12-31478,7880 total(indirect: By LLC)
  • Other

    Common Stock

    2020-12-31572,0970 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By LLC)
    571,850
Footnotes (6)
  • [F1]Exempt pro rata distribution of shares previously held by LIVC 2, LLC to the reporting person upon its dissolution for estate planning purposes.
  • [F2]Exempt pro rata distribution of shares previously held by KIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of KIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.
  • [F3]Exempt pro rata distribution of shares previously held by KIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of KIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.
  • [F4]Exempt pro rata distribution of shares previously held by HIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.
  • [F5]Exempt pro rata distribution of shares previously held by HIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.
  • [F6]The reporting person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Documents

1 file
  • 5
    rdgdoc.xmlPrimary

    FORM 5