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4//SEC Filing

Smith William M 4

Accession 0001437749-22-001236

CIK 0001001385other
View on SEC.govCompany Profile

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 5:22 PM ET

Size

19.5 KB

Accession

0001437749-22-001236

Insider Transaction Report

Form 4
Period: 2022-01-17
NORTHWEST PIPE CONWPX
Smith William M
Exec VP, Water Transmission
Transactions
  • Tax Payment

    Common Stock

    2022-01-17$30.65/sh−413$12,658→ 34,295 total
  • Exercise/Conversion

    Common Stock

    2022-01-17+926→ 34,708 total
  • Exercise/Conversion

    Common Stock

    2022-01-17+877→ 35,172 total
  • Tax Payment

    Common Stock

    2022-01-17$30.65/sh−391$11,984→ 34,781 total
  • Tax Payment

    Common Stock

    2022-01-17$30.65/sh−313$9,593→ 35,170 total
  • Exercise/Conversion

    Restricted Stock

    2022-01-17−877→ 2,983 total
    → Common Stock (877 underlying)
  • Exercise/Conversion

    Restricted Stock

    2022-01-17−926→ 3,860 total
    → Common Stock (926 underlying)
  • Exercise/Conversion

    Common Stock

    2022-01-17+702→ 35,483 total
  • Exercise/Conversion

    Restricted Stock

    2022-01-17−702→ 2,281 total
    → Common Stock (702 underlying)
Holdings

  • Performance Shares

    → Common Stock (11,580 underlying)
    11,580
Footnotes (7)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
  • [F2]Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
  • [F3]The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022.
  • [F4]The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023.
  • [F5]The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024.
  • [F6]Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
  • [F7]The Performance Shares vest in installments in March of 2022, 2023 and 2024.

Documents

1 file

Issuer

NORTHWEST PIPE CO

CIK 0001001385

→
Entity typeother

Related Parties

1
  • filerCIK 0001585244

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 5:22 PM ET
Size
19.5 KB
View on SEC.gov