4//SEC Filing
Thian Yee Phong 4
Accession 0001437749-22-001447
CIK 0001499422other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 9:04 PM ET
Size
16.4 KB
Accession
0001437749-22-001447
Insider Transaction Report
Form 4
RBB BancorpRBB
Thian Yee Phong
President/CEO
Transactions
- Exercise/Conversion
Restricted Stock Shares
2022-01-21−20,000→ 40,000 totalExercise: $0.00→ Restricted Stock (20,000 underlying) - Exercise/Conversion
Common Stock, No Par Value
2022-01-21+20,000→ 517,302 total - Exercise/Conversion
Restricted Stock Shares
2022-01-21−20,000→ 40,000 total
Holdings
- 242,156
Option (right to buy)
Exercise: $11.15Exp: 2023-01-01→ Common Stock (242,156 underlying) - 10,250
Option (right to buy)
Exercise: $13.21Exp: 2024-05-21→ Common Stock (10,250 underlying) - 10,763
Option (right to buy)
Exercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying) - 10,763
Option (right to buy)
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying) - 10,000
Option (right to buy)
Exercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying) - 10,000
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying)
Footnotes (9)
- [F1]These shares represent the first vesting of the three equal annual installments beginning one year after the 01/21/2021 date of grant.
- [F2]The first 1/3 of this restricted stock grant will vest on January 21, 2022, the second 1/3 will vest on January 21, 2023, and the last 1/3 will vest on January 21, 2024.
- [F3]There will be no expiration date once restricted stock shares vest.
- [F4]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
- [F5]These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- [F6]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- [F7]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- [F8]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- [F9]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Issuer
RBB Bancorp
CIK 0001499422
Entity typeother
Related Parties
1- filerCIK 0001711496
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 9:04 PM ET
- Size
- 16.4 KB