4//SEC Filing
CARMAN DIANE 4
Accession 0001437749-22-005412
CIK 0000946486other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 5:47 PM ET
Size
17.4 KB
Accession
0001437749-22-005412
Insider Transaction Report
Form 4
CARMAN DIANE
SVP & General Counsel
Transactions
- Award
Common Stock
2022-03-04+66,300→ 66,300 total - Award
Employee Stock Option (Right to Buy)
2022-03-04+99,600→ 99,600 totalExercise: $1.02From: 2022-05-31Exp: 2032-03-04→ Common Stock (99,600 underlying)
Footnotes (2)
- [F1]These shares represent restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. These RSUs shall vest with respect to one-third of the total number of shares subject to the RSUs on an annual basis (every 12 months) with the first vest date on February 28, 2023 provided that the reporting person remains in continuous service on each vesting date.
- [F2]This employee stock option shall vest and become exercisable with respect to one-twelfth of the total number of shares subject to the options on a quarterly basis (every three months) with the first vest date on May 31, 2022 provided that the reporting person remains in continuous service on each vesting date.
Documents
Issuer
WINDTREE THERAPEUTICS INC /DE/
CIK 0000946486
Entity typeother
Related Parties
1- filerCIK 0001871113
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 5:47 PM ET
- Size
- 17.4 KB