Fraser Craig 4
4 · WINDTREE THERAPEUTICS INC /DE/ · Filed Mar 7, 2022
Insider Transaction Report
Form 4
Fraser Craig
DirectorPresident and CEO
Transactions
- Award
Common Stock
2022-03-04+166,900→ 205,058 total - Award
Employee Stock Option (Right to Buy)
2022-03-04+250,400→ 250,400 totalExercise: $1.02From: 2022-05-31Exp: 2032-03-04→ Common Stock (250,400 underlying)
Holdings
- 147(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]These shares represent restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. These RSUs shall vest with respect to one-third of the total number of shares subject to the RSUs on an annual basis (every 12 months) with the first vest date on February 28, 2023 provided that the reporting person remains in continuous service on each vesting date.
- [F2]Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.
- [F3]This employee stock option shall vest and become exercisable with respect to one-twelfth of the total number of shares subject to the options on a quarterly basis (every three months) with the first vest date on May 31, 2022 provided that the reporting person remains in continuous service on each vesting date.