Home/Filings/4/0001437749-22-008119
4//SEC Filing

Smith William M 4

Accession 0001437749-22-008119

CIK 0001001385other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 10:15 AM ET

Size

14.6 KB

Accession

0001437749-22-008119

Insider Transaction Report

Form 4
Period: 2022-03-31
Smith William M
Exec VP, Water Transmission
Transactions
  • Exercise/Conversion

    Performance Shares

    2022-03-312,6318,949 total
    Common Stock (3,064 underlying)
  • Exercise/Conversion

    Performance Shares

    2022-03-312,1056,844 total
    Common Stock (1,617 underlying)
  • Exercise/Conversion

    Common Stock

    2022-03-31+3,71038,880 total
  • Tax Payment

    Common Stock

    2022-03-31$25.45/sh1,459$37,13237,421 total
  • Exercise/Conversion

    Common Stock

    2022-03-31+1,95839,379 total
  • Tax Payment

    Common Stock

    2022-03-31$25.45/sh770$19,59738,609 total
Holdings
  • Restricted Stock

    Common Stock (2,281 underlying)
    2,281
Footnotes (7)
  • [F1]Represents shares acquired pursuant to the vesting of Performance Shares.
  • [F2]Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
  • [F3]Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
  • [F4]The Restricted Stock Units vest in installments in January of 2023 and 2024.
  • [F5]Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
  • [F6]Performance Shares vest in installments as follows: 1/3 March 31, 2021, 1/3 on March 31, 2022 and 1/3 on March 31, 2023.
  • [F7]Performance Shares vest in installments as follows: 1/3 on March 31, 2022, 1/3 on March 31, 2023 and 1/3 on April 1, 2024.

Issuer

NORTHWEST PIPE CO

CIK 0001001385

Entity typeother

Related Parties

1
  • filerCIK 0001585244

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 10:15 AM ET
Size
14.6 KB