Park James J 4

4 · Ontrak, Inc. · Filed Apr 22, 2022

Form 4

Period: 2022-04-20

Chief Financial Officer

Transactions

Award
Option (right to buy)
2022-04-20+35,000→ 35,000 total
Exercise: $1.74Exp: 2029-12-02→ Ontrak, Inc. Common Stock (35,000 underlying)
Disposition to Issuer
Option (right to buy)
2022-04-20−35,000→ 0 total
Exercise: $15.55Exp: 2029-12-02→ Ontrak, Inc. Common Stock (35,000 underlying)
Award
Option (right to buy)
2022-04-20+65,000→ 65,000 total
Exercise: $1.74Exp: 2030-02-12→ Ontrak, Inc. Common Stock (65,000 underlying)
Disposition to Issuer
Option (right to buy)
2022-04-20−65,000→ 0 total
Exercise: $16.01Exp: 2030-02-12→ Ontrak, Inc. Common Stock (65,000 underlying)

Holdings

Footnotes (4)

[F1]As of April 20, 2022, Mr. Park has acquired 1,525.66 shares of the Company's common stock under the Company's 401(k) plan.
[F2]8,750 of these shares vested on September 16, 2020 and the remaining shares vest equally over the following 36 months, such that all shares shall be vested on September 16, 2023. There was no change to the vesting schedule in connection with the repricing transaction on April 20, 2022.
[F3]The reporting person agreed to the repricing of an options granted to him on December 2, 2019 and February 12, 2020.
[F4]16,250 of these shares vested on September 16, 2020 and the remaining shares vest equally over the following 36 months, such that all shares shall be vested on September 16, 2023. There was no change to the vesting schedule in connection with the repricing transaction on April 20, 2022.

Documents

1 file