4//SEC Filing
Park James J 4
Accession 0001437749-22-009544
CIK 0001136174other
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 4:46 PM ET
Size
12.8 KB
Accession
0001437749-22-009544
Insider Transaction Report
Form 4
Ontrak, Inc.OTRK
Park James J
Chief Financial Officer
Transactions
- Award
Option (right to buy)
2022-04-20+35,000→ 35,000 totalExercise: $1.74Exp: 2029-12-02→ Ontrak, Inc. Common Stock (35,000 underlying) - Disposition to Issuer
Option (right to buy)
2022-04-20−35,000→ 0 totalExercise: $15.55Exp: 2029-12-02→ Ontrak, Inc. Common Stock (35,000 underlying) - Award
Option (right to buy)
2022-04-20+65,000→ 65,000 totalExercise: $1.74Exp: 2030-02-12→ Ontrak, Inc. Common Stock (65,000 underlying) - Disposition to Issuer
Option (right to buy)
2022-04-20−65,000→ 0 totalExercise: $16.01Exp: 2030-02-12→ Ontrak, Inc. Common Stock (65,000 underlying)
Holdings
- 1,525.66(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]As of April 20, 2022, Mr. Park has acquired 1,525.66 shares of the Company's common stock under the Company's 401(k) plan.
- [F2]8,750 of these shares vested on September 16, 2020 and the remaining shares vest equally over the following 36 months, such that all shares shall be vested on September 16, 2023. There was no change to the vesting schedule in connection with the repricing transaction on April 20, 2022.
- [F3]The reporting person agreed to the repricing of an options granted to him on December 2, 2019 and February 12, 2020.
- [F4]16,250 of these shares vested on September 16, 2020 and the remaining shares vest equally over the following 36 months, such that all shares shall be vested on September 16, 2023. There was no change to the vesting schedule in connection with the repricing transaction on April 20, 2022.
Documents
Issuer
Ontrak, Inc.
CIK 0001136174
Entity typeother
Related Parties
1- filerCIK 0001878194
Filing Metadata
- Form type
- 4
- Filed
- Apr 21, 8:00 PM ET
- Accepted
- Apr 22, 4:46 PM ET
- Size
- 12.8 KB