LaVerne Brandon H 4
4 · Ontrak, Inc. · Filed Apr 22, 2022
Insider Transaction Report
Form 4
Ontrak, Inc.OTRK
LaVerne Brandon H
Chief Financial Officer
Transactions
- Award
Option (right to buy)
2022-04-20+150,000→ 150,000 totalExercise: $1.74Exp: 2030-03-25→ Ontrak, Inc. Common Stock (150,000 underlying) - Disposition to Issuer
Option (right to buy)
2022-04-20−150,000→ 0 totalExercise: $14.38Exp: 2030-03-25→ Ontrak, Inc. Common Stock (150,000 underlying)
Holdings
- 2,740(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]As of April 20, 2022, Mr. LaVerne has acquired 2,740 shares of the Company's common stock under the Company's 401(K) plan.
- [F2]50,000 of these shares vested March 25, 2021 and the remaining shares vest equally over the following 24 months, such that all shares shall be vested on March 25, 2023. There was no change to the vesting scedule in connection with the repricing transaction on April 20, 2022.
- [F3]The reporting person agreed to the repricing of an option granted to him on March 25, 2020.