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4//SEC Filing

LaVerne Brandon H 4

Accession 0001437749-22-009546

CIK 0001136174other
View on SEC.govCompany Profile

Filed

Apr 21, 8:00 PM ET

Accepted

Apr 22, 4:46 PM ET

Size

8.5 KB

Accession

0001437749-22-009546

Insider Transaction Report

Form 4
Period: 2022-04-20
Ontrak, Inc.OTRK
LaVerne Brandon H
Chief Financial Officer
Transactions
  • Award

    Option (right to buy)

    2022-04-20+150,000→ 150,000 total
    Exercise: $1.74Exp: 2030-03-25→ Ontrak, Inc. Common Stock (150,000 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2022-04-20−150,000→ 0 total
    Exercise: $14.38Exp: 2030-03-25→ Ontrak, Inc. Common Stock (150,000 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    2,740
Footnotes (3)
  • [F1]As of April 20, 2022, Mr. LaVerne has acquired 2,740 shares of the Company's common stock under the Company's 401(K) plan.
  • [F2]50,000 of these shares vested March 25, 2021 and the remaining shares vest equally over the following 24 months, such that all shares shall be vested on March 25, 2023. There was no change to the vesting scedule in connection with the repricing transaction on April 20, 2022.
  • [F3]The reporting person agreed to the repricing of an option granted to him on March 25, 2020.

Documents

1 file

Issuer

Ontrak, Inc.

CIK 0001136174

→
Entity typeother

Related Parties

1
  • filerCIK 0001403585

Filing Metadata

Form type
4
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 4:46 PM ET
Size
8.5 KB
View on SEC.gov