5//SEC Filing
Pittman Scott M. 5
Accession 0001437749-22-009784
CIK 0001091596other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 9:26 PM ET
Size
16.5 KB
Accession
0001437749-22-009784
Insider Transaction Report
Form 5
Pittman Scott M.
Director10% Owner
Transactions
- Disposition to Issuer
Warrants to purchase Common Stock
2021-12-01−322,635→ 0 totalExercise: $0.40From: 2020-10-05Exp: 2025-10-05→ Common Stock (322,635 underlying) - Exercise/Conversion
Warrants to purchase Common Stock
2021-12-30−900,000→ 0 totalExercise: $0.20From: 2021-12-01Exp: 2022-01-31→ Common Stock (900,000 underlying) - Exercise/Conversion
Common Stock
2021-12-30$0.20/sh+900,000$180,000→ 4,243,345 total - Award
Warrants to purchase Common Stock
2021-12-01+1,222,635→ 1,222,635 totalExercise: $0.20From: 2021-12-01Exp: 2022-01-31→ Common Stock (1,222,635 underlying) - Disposition to Issuer
Warrants to purchase Common Stock
2021-12-01−900,000→ 0 totalExercise: $0.40From: 2020-10-05Exp: 2025-10-05→ Common Stock (900,000 underlying) - Other
Warrants to purchase Common Stock
2021-12-06−322,635→ 900,000 totalExercise: $0.40From: 2021-12-01Exp: 2022-01-31→ Common Stock (322,635 underlying)
Footnotes (5)
- [F1]Transaction approved by Board of Directors of Issuer and Non-Employee Directors
- [F2]Acquired in accordance with Warrant Modification Agreement dated as of 12/01/21
- [F3]The reported transactions relate to an amendment of the exercise price of outstanding warrants contingent upon the Reporting Person exercising the warrants. As a result, the outstanding warrants were deemed canceled and modified warrants were issued for the same number of shares of Common Stock, but with a reduced exercise price.
- [F4]Cancelled in accordance with Warrant Modification Agreement dated as of 12/01/21
- [F5]Transferred to third party for no consideration
Documents
Issuer
Nuo Therapeutics, Inc.
CIK 0001091596
Entity typeother
Related Parties
1- filerCIK 0001674752
Filing Metadata
- Form type
- 5
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 9:26 PM ET
- Size
- 16.5 KB