4//SEC Filing
Thian Yee Phong 4
Accession 0001437749-22-010044
CIK 0001499422other
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 2:42 PM ET
Size
17.2 KB
Accession
0001437749-22-010044
Insider Transaction Report
Form 4
RBB BancorpRBB
Thian Yee Phong
President/CEO
Transactions
- Disposition to Issuer
Restricted Stock Shares
2022-04-26−40,000→ 0 total
Holdings
- 517,302
Common Stock, No Par Value
- 10,763
Option (right to buy)
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying) - 10,000
Option (right to buy)
Exercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying) - 0
Restricted Stock Shares
Exercise: $0.00→ Restricted Stock Shares (40,000 underlying) - 10,000
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying) - 0
Restricted Stock Units
Exercise: $0.00→ Restricted Stock Units (1,000 underlying) - 242,156
Option (right to buy)
Exercise: $11.15Exp: 2023-01-01→ Common Stock (242,156 underlying) - 10,250
Option (right to buy)
Exercise: $13.21Exp: 2024-05-21→ Common Stock (10,250 underlying) - 0
Restricted Stock Units
Exercise: $0.00→ Restricted Stock Units (14,037 underlying) - 10,763
Option (right to buy)
Exercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying)
Footnotes (10)
- [F1]There will be no expiration date once restricted stock shares vest.
- [F10]Represents forfeiture of 40,000 shares of restricted stock.
- [F2]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
- [F3]These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- [F4]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- [F5]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- [F6]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- [F7]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
- [F8]Represents forfeiture of restricted stock units that were originally granted on January 19, 2022.
- [F9]There will be no expiration date once restricted stock units vest.
Issuer
RBB Bancorp
CIK 0001499422
Entity typeother
Related Parties
1- filerCIK 0001711496
Filing Metadata
- Form type
- 4
- Filed
- Apr 27, 8:00 PM ET
- Accepted
- Apr 28, 2:42 PM ET
- Size
- 17.2 KB