Forbes Keith E 4
4 · HighPeak Energy, Inc. · Filed May 4, 2022
Insider Transaction Report
Form 4
Forbes Keith E
CAO and Controller
Transactions
- Other
Employee Stock Option (right to buy)
2022-05-04+3,000→ 3,000 total(indirect: By Spouse)Exercise: $29.67Exp: 2032-05-03→ Common Stock, par value $0.0001 per share (3,000 underlying) - Award
Employee Stock Option (right to buy)
2022-05-04+15,000→ 15,000 totalExercise: $29.67Exp: 2032-05-03→ Common Stock, par value $0.0001 per share (15,000 underlying)
Footnotes (4)
- [F1]The option was fully vested as of the date of grant.
- [F2]This Form 4 reports in Box 9 the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person. In prior Form 4 filings, the reporting person reported in Box 9 the aggregate number of Employee Stock Options of all classes beneficially owned by the reporting person; however, the reporting person hereby undertakes to report in Box 9 only the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person herein and in future filings.
- [F3]This transaction involved the grant of options to the reporting person's wife, who is also an employee of the Issuer.
- [F4]The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant