Home/Filings/4/0001437749-22-011862
4//SEC Filing

Sarlls Robert J 4

Accession 0001437749-22-011862

CIK 0001616262other

Filed

May 10, 8:00 PM ET

Accepted

May 11, 11:30 AM ET

Size

10.4 KB

Accession

0001437749-22-011862

Insider Transaction Report

Form 4
Period: 2022-05-09
Sarlls Robert J
DirectorChief Executive Officer
Transactions
  • Award

    Non-Qualified Stock Option

    2022-05-09+27,66827,668 total
    Exercise: $6.38Exp: 2032-05-09Common Stock (27,668 underlying)
  • Award

    Restricted Stock Units

    2022-05-09+55,33655,336 total
    Common Stock (55,336 underlying)
Footnotes (4)
  • [F1]Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.
  • [F3]Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.
  • [F4]Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.

Issuer

Rocky Mountain Chocolate Factory, Inc.

CIK 0001616262

Entity typeother

Related Parties

1
  • filerCIK 0001465553

Filing Metadata

Form type
4
Filed
May 10, 8:00 PM ET
Accepted
May 11, 11:30 AM ET
Size
10.4 KB