iMedia Brands, Inc.·4

May 13, 4:26 PM ET

Friedman Michael 4

4 · iMedia Brands, Inc. · Filed May 13, 2022

Insider Transaction Report

Form 4
Period: 2022-05-11
Transactions
  • Purchase

    Common Stock

    2022-05-11$3.07/sh+195,440$600,0011,182,063 total
  • Purchase

    Warrants (right to buy)

    2022-05-11+195,440195,440 total
    Exercise: $2.94Common Stock (195,440 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    147,347
Footnotes (3)
  • [F1]Represents shares of common stock that the registrant has committed to purchase in a direct registered offering offering by the issuer, in which the registrant will be required to close the transaction, subject to customary closing conditions, within 180 days of the effective date of an amendment to the issuer's articles of incorporation to increase the number of authorized shares of the issuer's common stock to at least 40 million shares, which requires receipt of shareholder approval.
  • [F2]Once issued, exercisable upon the effective date of an amendment to the issuer's articles of incorporation to increase the number of authorized shares of the issuer's common stock to at least 40 million shares (such date, the "Effective Date"), which requires receipt of shareholder approval (such approval, "Shareholder Approval"), until the earlier of (a) five years from the Effective Date and (b) six years from the date of warrant issuance.
  • [F3]Represents warrants that are to be issued to the registrant within 180 days of the receipt of Shareholder Approval. The issuer committed to issue such warrants in connection with its direct registered offering.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4