4//SEC Filing
Thian Yee Phong 4
Accession 0001437749-22-012441
CIK 0001499422other
Filed
May 12, 8:00 PM ET
Accepted
May 13, 9:30 PM ET
Size
14.6 KB
Accession
0001437749-22-012441
Insider Transaction Report
Form 4
RBB BancorpRBB
Thian Yee Phong
President/CEO
Transactions
- Exercise/Conversion
Common Stock, No Par Value
2022-05-11$11.15/sh+10,763$120,005→ 528,065 total - Sale
Common Stock, No Par Value
2022-05-11$20.66/sh−10,763$222,364→ 517,302 total - Exercise/Conversion
Option (right to buy)
2022-05-11$11.15/sh−10,763$120,005→ 0 totalExercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying)
Holdings
- 242,156
Option (right to buy)
Exercise: $11.15Exp: 2023-01-01→ Common Stock (242,156 underlying) - 10,763
Option (right to buy)
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying) - 10,250
Option (right to buy)
Exercise: $13.21Exp: 2024-05-21→ Common Stock (10,250 underlying) - 10,000
Option (right to buy)
Exercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying) - 10,000
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying)
Footnotes (6)
- [F1]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
- [F2]These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- [F3]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- [F4]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- [F5]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- [F6]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Issuer
RBB Bancorp
CIK 0001499422
Entity typeother
Related Parties
1- filerCIK 0001711496
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 9:30 PM ET
- Size
- 14.6 KB