4//SEC Filing
Coleman Craig E. 4
Accession 0001437749-22-013957
CIK 0001279695other
Filed
May 30, 8:00 PM ET
Accepted
May 31, 7:20 PM ET
Size
16.8 KB
Accession
0001437749-22-013957
Insider Transaction Report
Form 4
Coleman Craig E.
Director10% Owner
Transactions
- Purchase
Common Stock
2022-05-24$0.48/sh+48,620$23,338→ 268,620 total(indirect: By the Coleman Super Fund) - Purchase
Stock Option (Right to Buy - Exercise Price $1.00)
2022-05-27+1,920,000→ 1,920,000 total(indirect: By Partnership) - Purchase
Common Stock
2022-05-27$0.77/sh+25,893,617$19,938,085→ 54,518,601 total(indirect: By Partnership) - Purchase
Stock Option (Right to Buy - Exercise Price $0.20)
2022-05-27$0.57/sh+1,000,000$570,000→ 1,000,000 total(indirect: By Partnership) - Purchase
Common Stock
2022-05-27$0.77/sh+10,000$7,700→ 278,620 total(indirect: By the Coleman Super Fund) - Purchase
Common Stock
2022-05-27$0.43/sh+1,280,000$556,800→ 55,798,601 total(indirect: By Partnership) - Purchase
Stock Option (Right to Buy - Exercise Price $0.92)
2022-05-27+1,920,000→ 1,920,000 total(indirect: By Partnership)
Footnotes (8)
- [F1]Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd.
- [F2]The price reported is stated in Australian dollars.
- [F3]The Reporting Person is a director of Viburnum, which is the manager of each of VF Strategic Equities Fund ("Strategic Fund") and separately managed accounts on behalf of a Viburnum client ("Strategic Mandates") the direct beneficial owners of the common stock and stock options. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the common stock and stock options held by Strategic Fund, and Strategic Mandates, except to the extent of his pecuniary interest therein.
- [F4]Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 55,798,601 shares of common stock, which consists of 25,937,600 and 29,861,001 shares of common stock held by Strategic Fund and Strategic Mandates, respectively. Viburnum, as the manager of each of Strategic Fund and Strategic Mandates, shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities. The Reporting Person shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities due to the Reporting Person serving as a director of Viburnum.
- [F5]Craig E. and Phylis Coleman are the trustees of the Coleman Super Fund, of which Mr. Coleman is a potential beneficiary.
- [F6]Viburnum, as the manager of Strategic Fund may be deemed to beneficially own 1,000,000 stock options which an exercise price of A$0.20 and expiry date of 03/24/2024.
- [F7]Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 1,920,000 stock options which an exercise price of A$0.92 and expiry date of 05/26/2025.
- [F8]Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 1,920,000 stock options which an exercise price of A$1.00 and expiry date of 05/26/2025.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001678533
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 7:20 PM ET
- Size
- 16.8 KB