FutureFuel Corp.·4

Jun 21, 5:28 PM ET

NOVELLY PAUL A. 4

4 · FutureFuel Corp. · Filed Jun 21, 2022

Insider Transaction Report

Form 4
Period: 2014-11-14
NOVELLY PAUL A
DirectorExec. Chair. of the Board10% Owner
Transactions
  • Sale

    Common Stock

    2014-11-14$12.28/sh80,000$982,400435,000 total
  • Sale

    Common Stock

    2015-03-13$11.79/sh84,500$996,255350,500 total
  • Sale

    Common Stock

    2016-02-25$12.68/sh78,850$999,424271,650 total
  • Sale

    Common Stock

    2017-05-09$16.17/sh6,650$107,531265,000 total
Holdings
  • Common Stock

    (indirect: By Global)
    16,915,000
  • Common Stock

    (indirect: By Global)
    17,085,100
  • Common Stock

    (indirect: By Apex Holding)
    375,000
  • Common Stock

    (indirect: By Apex Holding)
    375,000
  • Common Stock

    (indirect: By Global)
    17,078,450
  • Common Stock

    (indirect: By Apex Holding)
    375,000
  • Common Stock

    (indirect: By Global)
    16,999,600
  • Common Stock

    (indirect: By Apex Holding)
    375,000
Footnotes (3)
  • [F1]Represents the sale of the Issuer's common stock by Mr. Novelly to St. Albans Global Management, LLC (f/k/a St. Albans Global Management, Limited Partnership, LLLP) ("Global").
  • [F2]Held of record by Apex Holding Co., a Missouri corporation ("Apex Holding"). As previously disclosed, Mr. Novelly previously served as the sole Director and Chief Executive Officer of Apex Holding. By virtue of his position as the sole Director and Chief Executive Officer of Apex Holding, Mr. Novelly may have been deemed to be the beneficial owner of the issuer's securities held of record by Apex Holding (and he disclaims beneficial ownership of all such securities owned by Apex Holding except to the extent of a minor pecuniary interest). As of May 2, 2022, Mr. Novelly no longer served as a director or executive officer of Apex Holding. Accordingly, Mr. Novelly is no longer deemed to be the beneficial owner of the Issuer's securities held of record by Apex Holding.
  • [F3]Held of record by Global. As previously disclosed, Mr. Novelly previously served as the Chief Executive Officer of Global. By virtue of his position as the Chief Executive Officer of Global, Mr. Novelly may have been deemed to be the beneficial owner of the Issuer's securities held of record by Global (and Mr. Novelly disclaims beneficial ownership of all such securities owned by Global, except to the extent of a minor pecuniary interest). As of April 26, 2022, Mr. Novelly no longer served as the Chief Executive Officer of Global. Accordingly, Mr. Novelly is no longer deemed to be the beneficial owner of the Issuer's securities held of record by Global.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4