4//SEC Filing
HORNIG GEORGE R 4
Accession 0001437749-22-015779
CIK 0001851657other
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 7:56 PM ET
Size
7.6 KB
Accession
0001437749-22-015779
Insider Transaction Report
Form 4
Vaxxinity, Inc.VAXX
HORNIG GEORGE R
Director
Transactions
- Award
Stock option (right to buy)
2022-06-21+129,187→ 129,187 totalExercise: $2.09→ Class A common stock (129,187 underlying)
Holdings
- 67,953
Stock option (right to buy)
Exercise: $5.96Exp: 2032-01-03→ Class A common stock (67,953 underlying)
Footnotes (4)
- [F1]These options were automatically granted following the Issuer's annual shareholders meeting pursuant to a policy adopted by the Issuer's board of directors providing for annual non-employee director compensation.
- [F2]These options vest on the earliest of (i) the one-year anniversary of the grant date, (ii) the following year's annual stockholder meeting, and (iii) a Change in Control (as defined in the Vaxxinity, Inc. 2021 Omnibus Incentive Compensation Plan), in each case, subject to the Reporting Person's continued service with the Issuer through the vesting date.
- [F3]These stock options shall expire upon the earlier of (i) the tenth anniversary of the grant date, and (ii) three months after the date the Reporting Person ceases to be a director, officer, employee or consultant of the Issuer or one of its affiliates.
- [F4]The vesting details of these options were inaccurately described in footnote no. 1 of the Form 4 filed by the Reporting Person on January 5, 2022. These options vest in equal annual installments on each of the first, second and third anniversaries of the grant date. However, these options will fully vest upon a Change in Control (as defined in the Vaxxinity, Inc. 2021 Omnibus Incentive Compensation Plan). In each case, vesting is subject to the Reporting Person's continued service with the Issuer through the vesting date.
Documents
Issuer
Vaxxinity, Inc.
CIK 0001851657
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001049488
Filing Metadata
- Form type
- 4
- Filed
- Jun 22, 8:00 PM ET
- Accepted
- Jun 23, 7:56 PM ET
- Size
- 7.6 KB