Home/Filings/4/0001437749-22-019991
4//SEC Filing

ARROYO A ALLEN 4

Accession 0001437749-22-019991

CIK 0001616262other

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 11:39 AM ET

Size

7.8 KB

Accession

0001437749-22-019991

Insider Transaction Report

Form 4
Period: 2022-08-10
Transactions
  • Award

    Non-Qualified Stock Option

    2022-08-10+8,4768,476 total
    Exercise: $6.85Exp: 2032-08-10Common Stock (8,476 underlying)
  • Award

    Restricted Stock Units

    2022-08-10+39,55639,556 total
    Common Stock (39,556 underlying)
Footnotes (4)
  • [F1]Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.
  • [F3]Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.
  • [F4]Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.

Issuer

Rocky Mountain Chocolate Factory, Inc.

CIK 0001616262

Entity typeother

Related Parties

1
  • filerCIK 0001258292

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 11:39 AM ET
Size
7.8 KB