Home/Filings/4/0001437749-22-022152
4//SEC Filing

HENCKELS LUTZ P 4

Accession 0001437749-22-022152

CIK 0000719274other

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 6:08 AM ET

Size

9.6 KB

Accession

0001437749-22-022152

Insider Transaction Report

Form 4
Period: 2022-09-08
Transactions
  • Disposition to Issuer

    Series C Convertible Voting Perpetual Preferred Shares

    2022-09-08$146.00/sh236$34,4560 total
    Exercise: $21.90Common Stock (1,706.6 underlying)
  • Disposition to Issuer

    Series B Convertible Voting Perpetual Preferred Shares

    2022-09-08$231.00/sh697.4$161,0990 total
    Exercise: $34.65Common Stock (4,649.3 underlying)
  • Disposition to Issuer

    Series D Convertible Voting Perpetual Preferred Shares

    2022-09-08$143.00/sh353$50,4790 total
    Exercise: $21.45Common Stock (2,353.3 underlying)
Footnotes (2)
  • [F1]Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date.
  • [F2]The Issuer agreed to repurchase all shares of its outstanding preferred stock upon the closing of the transactions contemplated by the Share Exchange Agreement dated as of December 27, 2021 by and among the Issuer, BitNile Holdings, Inc. and Gresham Worldwide, Inc., which closing occurred on September 8, 2022.

Issuer

GIGA TRONICS INC

CIK 0000719274

Entity typeother

Related Parties

1
  • filerCIK 0001157358

Filing Metadata

Form type
4
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 6:08 AM ET
Size
9.6 KB