GIGA TRONICS INC·4

Sep 12, 6:11 AM ET

WIT CORNELIS F 4

4 · GIGA TRONICS INC · Filed Sep 12, 2022

Insider Transaction Report

Form 4
Period: 2022-09-08
Transactions
  • Disposition to Issuer

    Series D Convertible Voting Perpetual Preferred Shares

    2022-09-08$143.00/sh4,582.86$655,3490 total
    Exercise: $21.45Common Stock (30,552 underlying)
  • Disposition to Issuer

    Series B Convertible Voting Perpetual Preferred Shares

    2022-09-08$231.00/sh8,230.69$1,901,2890 total
    Exercise: $34.65Common Stock (54,871 underlying)
  • Disposition to Issuer

    Series C Convertible Voting Perpetual Preferred Shares

    2022-09-08$146.00/sh3,070.65$448,3150 total
    Exercise: $21.90Common Stock (20,471 underlying)
Footnotes (2)
  • [F1]Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date.
  • [F2]The Issuer agreed to repurchase all shares of its outstanding preferred stock upon the closing of the transactions contemplated by the Share Exchange Agreement dated as of December 27, 2021 by and among the Issuer, BitNile Holdings, Inc. and Gresham Worldwide, Inc., which closing occurred on September 8, 2022.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4