4//SEC Filing
Broady Brunde E 4
Accession 0001437749-22-022603
CIK 0000912061other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 1:45 PM ET
Size
14.9 KB
Accession
0001437749-22-022603
Insider Transaction Report
Form 4
Broady Brunde E
Director
Transactions
- Exercise/Conversion
Common Stock
2022-06-15+1,296→ 1,296 total - Disposition to Issuer
Common Stock
2022-06-15$5.50/sh−1,296$7,128→ 0 total - Disposition to Issuer
Common Stock
2022-09-15$4.50/sh−1,296$5,832→ 0 total - Exercise/Conversion
Phantom Stock
2022-06-15−1,296→ 2,594 totalFrom: 2022-06-15Exp: 2022-06-15→ Common Stock (1,296 underlying) - Exercise/Conversion
Phantom Stock
2022-09-15−1,296→ 1,298 totalFrom: 2022-09-15Exp: 2022-09-15→ Common Stock (1,296 underlying) - Exercise/Conversion
Common Stock
2022-09-15+1,296→ 1,296 total
Holdings
- 0(indirect: See Footnotes)
Common Stock
Footnotes (3)
- [F1]Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share.
- [F2]Ms. Broady is co-trustee of the Eleanor Jane Broady 2012 Irrevocable Trust (the "EJB Trust") along with four other co-trustees, and the co-trustees must act jointly through a majority in order to take action under the terms of the EJB Trust, including the exercise of voting or investment powers with respect to the 2,245,128 shares of common stock of Natural Health Trends Corp. (the "Company") held by the EJB Trust. Ms. Broady expressly disclaims beneficial ownership of any shares of the Company's common stock held by the EJB Trust, within the meaning of Rule 13d-3 under the Securities Act of 1934.
- [F3]Ms. Broady, along with four other individuals is currently named a successor co-trustee of the George K. Broady 2012 Irrevocable Trust (the "GKB Trust"), and that in the event such successor co-trustees commencing serving as co-trustees, they must act jointly through a majority in order to take action under the terms of the GKB Trust, including the exercise of voting or investment powers with respect to the 690,099 shares of the Company's common stock held by the GKB Trust. Ms. Broady expressly disclaims beneficial ownership of any shares of the Company's common stock held by the GKB Trust, within the meaning of Rule 13d-3 under the Securities Act of 1934.
Documents
Issuer
NATURAL HEALTH TRENDS CORP
CIK 0000912061
Entity typeother
Related Parties
1- filerCIK 0001862961
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 1:45 PM ET
- Size
- 14.9 KB