Pratt Ryan Michael 4
4 · Guerrilla RF, Inc. · Filed Nov 17, 2022
Insider Transaction Report
Form 4
Pratt Ryan Michael
DirectorChief Executive Officer
Transactions
- Award
Restricted Stock Unit
2022-11-15+4,600→ 4,600 total(indirect: By Spouse)→ Common Stock (4,600 underlying)
Holdings
- 378,131(indirect: By Trust)
Common Stock
- 5,317,467
Common Stock
- 378,131(indirect: By Trust)
Common Stock
- 1,600(indirect: By Spouse)
Restricted Stock Unit
→ Common Stock (1,600 underlying) - 150,000
Restricted Stock Unit
→ Common Stock (150,000 underlying) - 8,862(indirect: By Spouse)
Stock Option
Exercise: $0.24Exp: 2026-10-26→ Common Stock (8,862 underlying) - 378,131(indirect: By Trust)
Common Stock
- 25,000
Restricted Stock Unit
→ Common Stock (25,000 underlying) - 3,840(indirect: By Spouse)
Stock Option
Exercise: $0.32Exp: 2028-09-25→ Common Stock (3,840 underlying) - 7,976(indirect: By Spouse)
Stock Option
Exercise: $0.53Exp: 2030-10-30→ Common stock (7,976 underlying) - 8,862(indirect: By Spouse)
Stock Option
Exercise: $0.37Exp: 2029-09-11→ Common Stock (8,862 underlying)
Footnotes (11)
- [F1]Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F10]The shares subject to the option are fully vested and exercisable.
- [F11]2,659 of the shares subject to the option vested on 5/4/2021; 2,659 of the shares subject to the option vested on 5/2/2022; and the remaining 2,658 shares vest on 5/4/2023, subject to the holder's continued service as of the vesting date.
- [F2]Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F3]Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F4]Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
- [F5]The restricted stock units vest as follows: (i) 1,533 on 5/4/2023; (ii) 1,533 on 5/4/2024; and (iii) 1,534 on 5/4/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F6]The restricted stock units vest as follows: (i) 533 on 2/21/2023; (ii) 533 on 2/21/2024; and (iii) 534 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F7]The restricted stock units vest as follows: (i) 50,000 on 1/1/2023; (ii) 50,000 on 1/1/2024; and (iii) 50,000 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F8]The restricted stock units vest as follows: (i) 8,333 on 1/1/2023; (ii) 8,333 on 1/1/2024; and (iii) 8,334 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F9]No expiration date.