4//SEC Filing
STERTZER SIMON H 4
Accession 0001437749-22-029315
CIK 0000925741other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 8:01 AM ET
Size
8.2 KB
Accession
0001437749-22-029315
Insider Transaction Report
Form 4
BioCardia, Inc.BCDA;BCDAW
STERTZER SIMON H
Director
Transactions
- Award
Common Stock
2022-12-16$1.68/sh+178,571$299,999→ 888,084 total(indirect: See Footnote)
Holdings
- 203,554
Common Stock
- 11,656(indirect: See Footnote)
Common Stock
- 230,704(indirect: See Footnote)
Common Stock
- 91,544(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.
- [F2]These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- [F3]These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
- [F4]These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
- [F5]These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.
Documents
Issuer
BioCardia, Inc.
CIK 0000925741
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001031689
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 8:01 AM ET
- Size
- 8.2 KB