STERTZER SIMON H 4
4 · BioCardia, Inc. · Filed Dec 19, 2022
Insider Transaction Report
Form 4
BioCardia, Inc.BCDA;BCDAW
STERTZER SIMON H
Director
Transactions
- Award
Common Stock
2022-12-16$1.68/sh+178,571$299,999→ 888,084 total(indirect: See Footnote)
Holdings
- 203,554
Common Stock
- 11,656(indirect: See Footnote)
Common Stock
- 230,704(indirect: See Footnote)
Common Stock
- 91,544(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.
- [F2]These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- [F3]These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
- [F4]These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
- [F5]These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.