|4Jan 4, 3:43 PM ET

Dunn James E. Jr. 4

4 · Guerrilla RF, Inc. · Filed Jan 4, 2023

Insider Transaction Report

Form 4
Period: 2022-12-30
Transactions
  • Purchase

    Common Stock

    2022-12-30$1.30/sh+10,000$13,00010,000 total(indirect: By Trust)
Holdings
  • Stock Option

    Exercise: $0.48Exp: 2025-07-14Common Stock (17,725 underlying)
    17,725
  • Common Stock

    41,912
  • Restricted Stock Unit

    Common Stock (25,000 underlying)
    25,000
  • Stock Option

    Exercise: $0.37Exp: 2029-09-11Common Stock (7,385 underlying)
    7,385
  • Stock Option

    Exercise: $0.24Exp: 2026-10-26Common Stock (14,771 underlying)
    14,771
  • Stock Option

    Exercise: $0.32Exp: 2028-09-25Common Stock (14,771 underlying)
    14,771
  • Stock Option

    Exercise: $0.53Exp: 2030-10-30Common Stock (14,771 underlying)
    14,771
Footnotes (5)
  • [F1]Shares held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person.
  • [F2]Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
  • [F3]The restricted stock units vest 100% on the earliest of (i) 06/03/2023, subject to the recipient's continued service as a Board member of the Company as of the first anniversary date, (ii) the recipient's death, or (iii) the recipient's disability.
  • [F4]No expiration date.
  • [F5]The shares subject to the option are fully vested and exercisable.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4