Barkal Susan Berish 4
4 · Guerrilla RF, Inc. · Filed Jan 23, 2023
Insider Transaction Report
Form 4
Barkal Susan Berish
Director
Transactions
- Purchase
Warrant
2023-01-20+20,000→ 20,000 totalExercise: $2.00→ Common Stock (20,000 underlying) - Purchase
Common Stock
2023-01-20$1.30/sh+40,000$52,000→ 40,000 total
Holdings
- 25,000
Restricted Stock Unit
From: 2023-06-02→ Common Stock (25,000 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- [F2]The restricted stock units vest 100% on the earliest of (i) June 2, 2023, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.
- [F3]No expiration date.
- [F4]The reporting person purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one-half (0.5) of a share of Common Stock. The purchase price of each Unit was $1.30 per Unit.
- [F5]Each Warrant is exercisable for a period of five (5) years beginning six (6) months from the date of the final closing of the private placement.