4//SEC Filing
Goetz Matthew 4
Accession 0001437749-23-004423
CIK 0001786248other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 5:21 PM ET
Size
13.4 KB
Accession
0001437749-23-004423
Insider Transaction Report
Form 4
Goetz Matthew
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2023-02-21+10,939→ 78,446 total - Tax Payment
Common Stock
2023-02-21$18.50/sh−3,391$62,734→ 75,055 total - Exercise/Conversion
Common Stock
2023-02-22+8,993→ 84,048 total - Tax Payment
Common Stock
2023-02-22$18.27/sh−2,657$48,543→ 81,391 total - Exercise/Conversion
Restricted Stock Units
2023-02-21−10,939→ 32,817 total→ Common Stock (10,939 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-22−8,993→ 17,986 total→ Common Stock (8,993 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
- [F2]On February 21, 2022, the reporting person was granted 43,756 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and will vest one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
- [F3]On February 22, 2021, the reporting person was granted 35,972 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022 and one-fourth on February 22, 2023, and will vest one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Documents
Issuer
NexPoint Real Estate Finance, Inc.
CIK 0001786248
Entity typeother
Related Parties
1- filerCIK 0001636204
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 5:21 PM ET
- Size
- 13.4 KB