Goetz Matthew 4
4 · NexPoint Real Estate Finance, Inc. · Filed Feb 23, 2023
Insider Transaction Report
Form 4
Goetz Matthew
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2023-02-21+10,939→ 78,446 total - Tax Payment
Common Stock
2023-02-21$18.50/sh−3,391$62,734→ 75,055 total - Exercise/Conversion
Common Stock
2023-02-22+8,993→ 84,048 total - Tax Payment
Common Stock
2023-02-22$18.27/sh−2,657$48,543→ 81,391 total - Exercise/Conversion
Restricted Stock Units
2023-02-21−10,939→ 32,817 total→ Common Stock (10,939 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-22−8,993→ 17,986 total→ Common Stock (8,993 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
- [F2]On February 21, 2022, the reporting person was granted 43,756 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and will vest one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
- [F3]On February 22, 2021, the reporting person was granted 35,972 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022 and one-fourth on February 22, 2023, and will vest one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.