4//SEC Filing
McCarty Richard A. 4
Accession 0001437749-23-007015
CIK 0001431567other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 12:19 PM ET
Size
13.8 KB
Accession
0001437749-23-007015
Insider Transaction Report
Form 4
McCarty Richard A.
Chief Financial Officer
Transactions
- Discretionary Transaction
Common Stock
2022-12-31+1,620→ 45,403 total - Award
Common Stock
2023-02-28+2,628→ 48,031 total - Tax Payment
Common Stock
2023-02-28−148→ 47,883 total - Tax Payment
Common Stock
2023-02-28−205→ 47,678 total - Tax Payment
Common Stock
2023-02-28−172→ 47,506 total - Tax Payment
Common Stock
2023-02-28−212→ 47,294 total - Tax Payment
Common Stock
2023-02-28−214→ 47,080 total
Footnotes (10)
- [F1]Adjustment to holdings for shares acquired through 401k profit sharing plan in 2022.
- [F10]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/28/2023
- [F2]Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.
- [F3]The restricted stock will vest 20% annually on the following dates: 2/28/2024 2/28/2025 2/28/2026 2/28/2027 2/28/2028
- [F4]Award of restricted stock to executive employee pursuant to Stock Incentive Plan.
- [F5]Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
- [F6]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2018 vested 2/28/2023
- [F7]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2019 vested 2/28/2023
- [F8]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2020 vested 2/28/2023
- [F9]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2021 vested 2/28/2023
Documents
Issuer
Oak Valley Bancorp
CIK 0001431567
Entity typeother
Related Parties
1- filerCIK 0001442248
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 12:19 PM ET
- Size
- 13.8 KB