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4//SEC Filing

Tucker Sean 4

Accession 0001437749-23-007440

CIK 0000072444other

View on SEC.gov Company Profile

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 7:54 PM ET

Size

22.8 KB

Accession

0001437749-23-007440

Insider Transaction Report

Form 4

Period: 2023-03-17

Vaxart, Inc.VXRT

SVP, Chief Scientific Officer

Transactions

Award
Common Stock
2023-03-17+45,000→ 172,631 total
Award
Common Stock
2023-03-17+54,157→ 226,788 total
Award
Common Stock
2023-03-17+90,000→ 316,788 total
Award
Stock Option (right to buy)
2023-03-17+205,000→ 205,000 total
Exercise: $0.78Exp: 2033-03-16→ Common Stock (205,000 underlying)
Award
Stock Option (right to buy)
2023-03-17+410,000→ 410,000 total
Exercise: $0.78Exp: 2033-03-16→ Common Stock (410,000 underlying)

Holdings

Common Stock
(indirect: By joint tenancy with Frances Chang and Sean Tucker)
51,465
Common Stock
(indirect: By Spouse)
9,060

Footnotes (4)

[F1]Grant of shares upon vesting of restricted stock units, which shall fully vest on December 8, 2023.
[F2]The shares subject to this stock option shall fully vest on December 8, 2023.
[F3]Grant of shares upon vesting of restricted stock units. Twenty five percent of the shares underlying the award shall vest on each anniversary of the vesting commencement date of February 2, 2023, so that the restricted stock units would be fully vested on the fourth anniversary of the vesting commencement date.
[F4]The shares subject to this stock option shall vest as to 25% of the shares underlying the grant on February 2, 2024, the first anniversary of the date that vesting commenced, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on February 2, 2027.

Documents

2 files

Issuer

Vaxart, Inc.

CIK 0000072444

Entity typeother

Related Parties

1

filerCIK 0001652204

Filing Metadata

Form type: 4
Filed: Mar 20, 8:00 PM ET
Accepted: Mar 21, 7:54 PM ET
Size: 22.8 KB

View on SEC.gov