4//SEC Filing
Ghan Cathy 4
Accession 0001437749-23-007497
CIK 0001431567other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 1:54 PM ET
Size
9.3 KB
Accession
0001437749-23-007497
Insider Transaction Report
Form 4
Ghan Cathy
EVP Commercial Real Estate
Transactions
- Award
Common Stock
2023-02-28+1,086→ 31,335 total - Tax Payment
Common Stock
2023-02-28−244→ 31,091 total - Tax Payment
Common Stock
2023-02-28−106→ 30,985 total - Discretionary Transaction
Common Stock
2022-12-31+1,491→ 30,249 total
Footnotes (7)
- [F1]Adjustment to holdings for shares acquired through 401k profit sharing plan in 2022.
- [F2]Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.
- [F3]Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
- [F4]The restricted stock will vest 20% annually on the following dates: 2/28/2024 2/28/2025 2/28/2026 2/28/2027 2/28/2028
- [F5]Award of restricted stock to executive employee pursuant to Stock Incentive Plan.
- [F6]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2018 vested 2/28/2023
- [F7]Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/28/2023
Documents
Issuer
Oak Valley Bancorp
CIK 0001431567
Entity typeother
Related Parties
1- filerCIK 0001840570
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 1:54 PM ET
- Size
- 9.3 KB