4//SEC Filing
Lee Mark Hakjoon 4
Accession 0001437749-23-009568
CIK 0000861842other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 5:26 PM ET
Size
18.5 KB
Accession
0001437749-23-009568
Insider Transaction Report
Form 4
Lee Mark Hakjoon
EVP, Chief Credit Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-04-03−1,956→ 0 total→ Common Stock (0 underlying) - Exercise/Conversion
Common Stock
2023-04-03+3,292→ 13,868 total - Tax Payment
Common Stock
2023-04-03$34.21/sh−2,278$77,930→ 17,038 total - Exercise/Conversion
Common Stock
2023-04-03+3,164→ 11,671 total - Exercise/Conversion
Common Stock
2023-04-03+6,587→ 19,316 total - Exercise/Conversion
Restricted Stock Units
2023-04-03−2,024→ 0 total→ Common Stock (0 underlying) - Tax Payment
Common Stock
2023-04-03$34.21/sh−1,095$37,460→ 10,576 total - Tax Payment
Common Stock
2023-04-03$34.21/sh−1,139$38,965→ 12,729 total - Exercise/Conversion
Restricted Stock Units
2023-04-03−4,049→ 0 total→ Common Stock (0 underlying)
Footnotes (5)
- [F1]Of the previously reported target award of 1,956 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
- [F2]Of the previously reported target award of 2,024 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F3]Of the previously reported target award of 4,049 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
- [F4]Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on September 16, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on September 18, 2020.
- [F5]Performance-based restricted stock units vested on January 31, 2023.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeother
Related Parties
1- filerCIK 0001463314
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 5:26 PM ET
- Size
- 18.5 KB