Goetz Matthew 4

4 · NexPoint Real Estate Finance, Inc. · Filed May 10, 2023

Insider Transaction Report

Form 4
Period: 2023-05-08
Goetz Matthew
See Remarks
Transactions
  • Exercise/Conversion

    Common Stock

    2023-05-08+11,92293,313 total
  • Tax Payment

    Common Stock

    2023-05-08$13.48/sh4,149$55,92989,164 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-05-0811,92211,921 total
    Common Stock (11,922 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
  • [F2]On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4