Vaxart, Inc.·4/A

May 11, 8:33 PM ET

Lee Phillip E 4/A

4/A · Vaxart, Inc. · Filed May 11, 2023

Insider Transaction Report

Form 4/AAmended
Period: 2023-03-17
Lee Phillip E
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2023-03-17+45,000113,750 total
  • Award

    Common Stock

    2023-03-17+56,652170,402 total
  • Award

    Stock Option (right to buy)

    2023-03-17+205,000205,000 total
    Exercise: $0.78Exp: 2033-03-16Common Stock (205,000 underlying)
Footnotes (3)
  • [F1]This amendment is being filed to remove the grant of 90,000 shares of common stock that appeared in Table I, and to remove footnote 3 previously included on the Form 4 filed on March 21, 2023, due to an administrative error. Table I is fully restated to reflect the correct number of common stock held by the Reporting Person on March 17, 2023 to be 170,402. This amendment does not otherwise modify any transaction details that were previously reported in Table I on the Form 4.
  • [F2]This amendment is also being filed to remove the grant of 410,000 shares of common stock in the form of stock options incorrectly reported on the Form 4 filed on March 21, 2023, due to an administrative error. Table II is fully restated to reflect the correct number of stock options held by the Reporting Person on March 17, 2023 to be 205,000, and to remove footnote 4 previously included on the Form 4 filed on March 21, 2023, due to an administrative error. This amendment does not otherwise modify any transaction details that were previously reported in Table II on the Form 4.
  • [F3]The shares subject to this stock option shall fully vest on December 8, 2023.

Documents

1 file
  • 4
    rdgdoc.xml

    FORM 4/A