4//SEC Filing
Park James J 4
Accession 0001437749-23-015632
CIK 0001136174other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 6:03 AM ET
Size
16.2 KB
Accession
0001437749-23-015632
Insider Transaction Report
Form 4
Ontrak, Inc.OTRK
Park James J
Chief Financial Officer
Transactions
- Award
Option (right to buy)
2023-05-19+35,000→ 35,000 totalExercise: $0.41Exp: 2029-12-02→ Common Stock (35,000 underlying) - Disposition to Issuer
Option (right to buy)
2023-05-19−35,000→ 0 totalExercise: $1.74Exp: 2029-12-02→ Common Stock (35,000 underlying) - Award
Option (right to buy)
2023-05-19+27,750→ 27,750 totalExercise: $0.41Exp: 2029-04-12→ Common Stock (27,750 underlying) - Disposition to Issuer
Option (right to buy)
2023-05-19−27,750→ 0 totalExercise: $1.73Exp: 2029-04-12→ Common Stock (27,750 underlying) - Award
Option (right to buy)
2023-05-19+65,000→ 65,000 totalExercise: $0.41Exp: 2030-02-12→ Common Stock (65,000 underlying) - Disposition to Issuer
Option (right to buy)
2023-05-19−65,000→ 0 totalExercise: $1.74Exp: 2030-02-12→ Common Stock (65,000 underlying)
Footnotes (4)
- [F1]8,750 of these shares vested on September 16, 2020 and the remaining shares vest equally over the following 36 months, such that all shares shall be vested on September 16, 2023. There was no change to the vesting schedule in connection with the repricing transaction on May 19, 2023.
- [F2]The reporting person agreed to the repricing of options orignally granted to him on December 2, 2019, February 12, 2020 and April 12, 2022.
- [F3]16,250 of these shares vested on September 16, 2020 and the remaining shares vest equally over the following 36 months, such that all options shall be vested on September 16, 2023. There was no change to the vesting schedule in connection with the repricing transaction on May 19, 2023.
- [F4]6,938 of these shares vested on April 12, 2023 and the remaining shares vest equally each quarter thereafter over the following three years, such that all shares shall be vested on April 12, 2026. There was no change to the vesting schedule in connection with the repricing transaction.
Documents
Issuer
Ontrak, Inc.
CIK 0001136174
Entity typeother
Related Parties
1- filerCIK 0001878194
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 6:03 AM ET
- Size
- 16.2 KB