Home/Filings/4/0001437749-23-015638
4//SEC Filing

Feld Judith 4

Accession 0001437749-23-015638

CIK 0001136174other

Filed

May 23, 8:00 PM ET

Accepted

May 24, 6:08 AM ET

Size

11.9 KB

Accession

0001437749-23-015638

Insider Transaction Report

Form 4
Period: 2023-05-19
Feld Judith
Chief Medical Officer
Transactions
  • Award

    Option (right to buy)

    2023-05-19+18,50018,500 total
    Exercise: $0.41Exp: 2029-04-12Common Stock (18,500 underlying)
  • Award

    Option (right to buy)

    2023-05-19+1,0001,000 total
    Exercise: $0.41Exp: 2028-12-16Common Stock (1,000 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2023-05-191,0000 total
    Exercise: $5.74Exp: 2028-12-16Common Stock (1,000 underlying)
  • Disposition to Issuer

    Option (right to buy)

    2023-05-1918,5000 total
    Exercise: $1.73Exp: 2029-04-12Common Stock (18,500 underlying)
Footnotes (3)
  • [F1]200 of these shares vested on December 16, 2022 and the remaining shares vest equally on the last day of each quater beginning January 1, 2023 over the following four years, such that all shares shall be vested on December 16, 2026. There was no change to the vesting schedule in connection with the repricing transaction on May 19, 2023.
  • [F2]The reporting person agreed to the repricing of options originally granted to her on December 16, 2021 and April 12, 2022.
  • [F3]4,625 of these shares vested on April 12, 2023 and the remaining shares vest equally each quarter thereafter over the following three years, such that all shares shall be vested on April 12, 2026. There was no change to the vesting schedule in connection with the repricing transaction on May 19, 2023.

Issuer

Ontrak, Inc.

CIK 0001136174

Entity typeother

Related Parties

1
  • filerCIK 0001940593

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 6:08 AM ET
Size
11.9 KB