4//SEC Filing
LaVerne Brandon H 4
Accession 0001437749-23-015640
CIK 0001136174other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 6:10 AM ET
Size
11.9 KB
Accession
0001437749-23-015640
Insider Transaction Report
Form 4
Ontrak, Inc.OTRK
LaVerne Brandon H
Chief Financial Officer
Transactions
- Award
Option (right to buy)
2023-05-19+150,000→ 150,000 totalExercise: $0.41Exp: 2030-03-25→ Common Stock (150,000 underlying) - Disposition to Issuer
Option (right to buy)
2023-05-19−37,000→ 0 totalExercise: $1.73Exp: 2029-04-12→ Common Stock (37,000 underlying) - Award
Option (right to buy)
2023-05-19+37,000→ 37,000 totalExercise: $0.41Exp: 2029-04-12→ Common Stock (37,000 underlying) - Disposition to Issuer
Option (right to buy)
2023-05-19−150,000→ 0 totalExercise: $1.74Exp: 2030-03-25→ Common Stock (150,000 underlying)
Footnotes (3)
- [F1]50,000 of these shares vested on March 25, 2021 and the remaining shares vest equally over the following 24 months, such that all shares shall be vested on March 25, 2023. There was no change to the vesting schedule in connection with the repricing transaction on May 19, 2023.
- [F2]The reporting person agreed to the repricing of options originally granted to him on March 25, 2020 and April 12, 2022.
- [F3]9,250 of these shares vested on April 12, 2023 and the remaining shares vest equally each quarter thereafter over the following three years, such that all shares shall be vested on April 12, 2026. There was no change to the vesting schedule in connection with the repricing transaction on May 19, 2023.
Documents
Issuer
Ontrak, Inc.
CIK 0001136174
Entity typeother
Related Parties
1- filerCIK 0001403585
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 6:10 AM ET
- Size
- 11.9 KB