Farris David 4
4 · Planet 13 Holdings Inc. · Filed May 26, 2023
Insider Transaction Report
Form 4
Farris David
VP Sales and Marketing
Transactions
- Other
Common Shares
2023-05-25−125,214→ 0 total - Exercise/Conversion
Common Shares
2023-05-25$0.56/sh+62,607$35,066→ 168,646 total - Other
Restricted Share Units
2023-05-25+125,214→ 125,214 total→ Common Shares (125,214 underlying) - Tax Payment
Common Shares
2023-05-25$0.56/sh−20,035$11,222→ 148,611 total - Exercise/Conversion
Restricted Share Units
2023-05-25$0.56/sh−62,607$35,066→ 62,607 totalExercise: $0.56From: 2023-05-26→ Common Shares (62,607 underlying)
Footnotes (3)
- [F1]Consists of Restricted Share Units ("RSU"). These RSUs were previously reported on Form 3, Table 1 as Common Shares with the vesting schedule provided in a footnote and are now being transferred from Table 1 to Table 2 on this Form 4 for ease of form preparation.
- [F2]Each RSU represents the right to receive one Common Share.
- [F3]The RSUs vest 1/2 on December 1, 2022 and 1/2 on December 1, 2023, subject to continued service through each vesting date.