4//SEC Filing
Rodriguez Arturo 4
Accession 0001437749-23-017481
CIK 0001757715other
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 9:10 PM ET
Size
6.8 KB
Accession
0001437749-23-017481
Insider Transaction Report
Form 4
Aterian, Inc.ATER
Rodriguez Arturo
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2023-06-12$0.51/sh−74,771$38,066→ 1,333,008 total - Award
Common Stock
2023-06-12+958,410→ 1,407,779 total
Footnotes (3)
- [F1]Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.
- [F2]Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
Documents
Issuer
Aterian, Inc.
CIK 0001757715
Entity typeother
Related Parties
1- filerCIK 0001354895
Filing Metadata
- Form type
- 4
- Filed
- Jun 13, 8:00 PM ET
- Accepted
- Jun 14, 9:10 PM ET
- Size
- 6.8 KB