Home/Filings/4/0001437749-23-017488
4//SEC Filing

Risico Joseph A 4

Accession 0001437749-23-017488

CIK 0001757715other

Filed

Jun 13, 8:00 PM ET

Accepted

Jun 14, 9:16 PM ET

Size

6.8 KB

Accession

0001437749-23-017488

Insider Transaction Report

Form 4
Period: 2023-06-12
Risico Joseph A
General Counsel
Transactions
  • Award

    Common Stock

    2023-06-12+958,4101,442,055 total
  • Sale

    Common Stock

    2023-06-12$0.51/sh58,580$29,8471,383,475 total
Footnotes (3)
  • [F1]Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.
  • [F2]Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Issuer

Aterian, Inc.

CIK 0001757715

Entity typeother

Related Parties

1
  • filerCIK 0001778024

Filing Metadata

Form type
4
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 9:16 PM ET
Size
6.8 KB