STERTZER SIMON H 4
4 · BioCardia, Inc. · Filed Jun 26, 2023
Insider Transaction Report
Form 4
BioCardia, Inc.BCDA;BCDAW
STERTZER SIMON H
Director
Transactions
- Award
Common Stock
2023-06-23$2.34/sh+64,212$149,999→ 267,766 total
Holdings
- 230,704(indirect: See Footnote)
Common Stock
- 888,084(indirect: See Footnote)
Common Stock
- 11,656(indirect: See Footnote)
Common Stock
- 91,544(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]These shares were purchased from the Issuer in a registered direct offering that closed on June 23, 2023.
- [F2]These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- [F3]These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
- [F4]These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
- [F5]These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.