Home/Filings/4/0001437749-23-020065
4//SEC Filing

Fish Andrew D. 4

Accession 0001437749-23-020065

CIK 0001550603other

Filed

Jul 16, 8:00 PM ET

Accepted

Jul 17, 5:17 PM ET

Size

22.5 KB

Accession

0001437749-23-020065

Insider Transaction Report

Form 4
Period: 2023-07-17
Transactions
  • Disposition to Issuer

    Stock Options

    2023-07-171,0000 total
    Exercise: $17.86Exp: 2033-03-06Common Stock (1,000 underlying)
  • Disposition to Issuer

    Common Stock

    2023-07-1711,800.970 total
  • Disposition to Issuer

    Common Stock

    2023-07-173,7830 total(indirect: By Partnership)
  • Disposition to Issuer

    Stock Options

    2023-07-171,0000 total
    Exercise: $20.28Exp: 2030-02-26Common Stock (1,000 underlying)
  • Disposition to Issuer

    Stock Options

    2023-07-171,0000 total
    Exercise: $16.05Exp: 2032-05-03Common Stock (1,000 underlying)
  • Disposition to Issuer

    Stock Options

    2023-07-171,0000 total
    Exercise: $21.00Exp: 2027-03-28Common Stock (1,000 underlying)
  • Disposition to Issuer

    Common Stock

    2023-07-173,5950 total(indirect: By IRA)
  • Disposition to Issuer

    Stock Options

    2023-07-171,1660 total
    Exercise: $26.20Exp: 2027-12-29Common Stock (1,166 underlying)
  • Disposition to Issuer

    Stock Options

    2023-07-171,0000 total
    Exercise: $20.90Exp: 2029-02-26Common Stock (1,000 underlying)
  • Disposition to Issuer

    Stock Options

    2023-07-171,0000 total
    Exercise: $18.69Exp: 2031-04-01Common Stock (1,000 underlying)
Footnotes (2)
  • [F1]The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of December 13, 2022, as amended by the amendments thereto (the "Merger Agreement"), by and among Malvern Bancorp, Inc. (the "Company"), Malvern Bank, National Association, First Bank, and FB Merger Subsidiary LLC. Pursuant to the Merger Agreement each share of Company common stock was converted into .7733 shares of common stock of First Bank and $7.80 in cash.
  • [F2]These stock options, which provided for vesting in five equal annual installments beginning on the date of grant, were fully vested and canceled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (a) the number of shares of Malvern Bancorp Common Stock underlying such stock option multiplied by (b) the excess, if any, of (i) the 0.7733 exchange ratio multiplied by the average closing price of First Bank common stock for the 20 trading days preceding the 10th day prior to the closing date of the merger, plus $7.80 in cash over (ii) the per share exercise price of such option.

Issuer

MALVERN BANCORP, INC.

CIK 0001550603

Entity typeother

Related Parties

1
  • filerCIK 0001690095

Filing Metadata

Form type
4
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 5:17 PM ET
Size
22.5 KB