4//SEC Filing
THOLEN STEVEN W 4
Accession 0001437749-23-020450
CIK 0001792849other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:25 PM ET
Size
8.0 KB
Accession
0001437749-23-020450
Insider Transaction Report
Form 4
THOLEN STEVEN W
Chief Financial Officer
Transactions
- Purchase
Common Stock, par value $0.0001 per share
2023-07-19$10.50/sh+9,500$99,750→ 33,755 total - Award
Employee Stock Option (right to buy)
2023-07-21+70,000→ 70,000 totalExercise: $10.50Exp: 2026-10-31→ Common Stock, par value $0.0001 per share (70,000 underlying)
Holdings
- 10,009(indirect: See Footnote (2))
Common Stock, par value $0.0001 per share
Footnotes (3)
- [F1]Represents shares of HighPeak Energy, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock") purchased by the Reporting Person from Roth Capital Partners, LLC (the "Underwriter") in an underwritten public offering conducted by the Issuer pursuant to an Underwriting Agreement between the Issuer and the Underwriter.
- [F2]Shares held by Reporting Person's family limited partnership.
- [F3]The stock option was designed to comply with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended, and the guidance thereunder, and is exercisable only during the 90 day period following the earlier to occur of the Reporting Person's separation from service due to death or disability, the occurrence of a change in control of the Issuer, or August 1, 2026.
Documents
Issuer
HighPeak Energy, Inc.
CIK 0001792849
Entity typeother
Related Parties
1- filerCIK 0001044285
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:25 PM ET
- Size
- 8.0 KB