4//SEC Filing
Sarlls Robert J 4
Accession 0001437749-23-021682
CIK 0001616262other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:33 PM ET
Size
9.0 KB
Accession
0001437749-23-021682
Insider Transaction Report
Form 4
Sarlls Robert J
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2023-07-31$5.88/sh+600$3,531→ 7,000 total - Purchase
Common Stock
2023-07-31$5.92/sh+400$2,366→ 6,400 total
Holdings
- 27,668
Non-qualified stock option
Exercise: $6.38Exp: 2032-05-09→ Common Stock (27,668 underlying) - 55,336
Restricted Stock Units
→ Common Stock (55,336 underlying)
Footnotes (4)
- [F1]Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.
- [F2]Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.
- [F3]Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.
- [F4]Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.
Documents
Issuer
Rocky Mountain Chocolate Factory, Inc.
CIK 0001616262
Entity typeother
Related Parties
1- filerCIK 0001465553
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:33 PM ET
- Size
- 9.0 KB