BROADWIND, INC.·4

Aug 17, 5:37 PM ET

Schueller Daniel E. 4

4 · BROADWIND, INC. · Filed Aug 17, 2023

Insider Transaction Report

Form 4
Period: 2023-08-16
Schueller Daniel E.
Pres., Broadwind Heavy Fab.
Transactions
  • Purchase

    Common Stock

    2023-08-16$3.56/sh+3,000$10,678137,382 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    13,323
Footnotes (2)
  • [F1]This transaction was executed in multiple trades at prices ranging from $3.545 to $3.5598; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
  • [F2]Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4