Bodford Alvin M. 4
4 · Guerrilla RF, Inc. · Filed Aug 18, 2023
Insider Transaction Report
Form 4
Bodford Alvin M.
10% Owner
Transactions
- Discretionary Transaction
Common Stock
2023-08-17+188,679→ 1,519,584 total(indirect: See Footnote 3.)
Footnotes (3)
- [F1]These shares are held of record by Salem Investment Partners V, Limited Partnership ("Salem") which received 400,000 shares of Guerrilla RF, Inc. (the "Company") common stock in connection with a $1.5 million loan (the "Loan") made to the Company by Salem on August 14, 2023. On August 17, 2023, AMB Investments LLC ("AMB Investments") purchased a 47% participation interest in the Loan, giving it a pecuniary interest in 188,679 shares of Company common stock.
- [F2]On April 17, 2023, the Company effected a 1-for-6 reverse stock split of its common stock. This Form 4 reflects the beneficial ownership post-stock split.
- [F3]The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust.