4//SEC Filing
Fraser Craig 4
Accession 0001437749-23-024710
CIK 0000946486other
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 5:55 PM ET
Size
8.3 KB
Accession
0001437749-23-024710
Insider Transaction Report
Form 4
Fraser Craig
DirectorPresident and CEO
Transactions
- Award
Common Stock
2023-08-23+45,867→ 52,877 total - Award
Employee Stock Option (Right to Buy)
2023-08-23+68,800→ 68,800 totalExercise: $1.21Exp: 2033-08-23→ Common Stock (68,800 underlying)
Holdings
- 3(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]These shares represent restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. These RSUs shall vest with respect to one-third of the total number of shares subject to the RSUs on an annual basis (every 12 months) with the first vest date on August 23, 2024 provided that the reporting person remains in continuous service on each vesting date.
- [F2]Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.
- [F3]This employee stock option shall vest and become exercisable with respect to one-third of the total number of shares subject to the option on an annual basis (every 12 months) with the first vest date on August 23, 2024 provided that the reporting person remains in continuous service on each vesting date.
Documents
Issuer
WINDTREE THERAPEUTICS INC /DE/
CIK 0000946486
Entity typeother
Related Parties
1- filerCIK 0001557420
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 5:55 PM ET
- Size
- 8.3 KB