Pratt Ryan Michael 4
4 · Guerrilla RF, Inc. · Filed Aug 28, 2023
Insider Transaction Report
Form 4
Pratt Ryan Michael
DirectorChief Executive Officer
Transactions
- Award
Restricted Stock Unit
2023-08-24+2,500→ 2,500 total(indirect: By Spouse)→ Common Stock (2,500 underlying)
Holdings
- 63,022(indirect: By Trust)
Common Stock
- 4,167
Restricted Stock Unit
→ Common Stock (4,167 underlying) - 1,477(indirect: By Spouse)
Stock Option
Exercise: $1.44Exp: 2026-10-26→ Common Stock (1,477 underlying) - 886,245
Common Stock
- 43(indirect: By Spouse)
Common Stock
- 767(indirect: By Spouse)
Restricted Stock Unit
→ Common Stock (767 underlying) - 640(indirect: By Spouse)
Stock Option
Exercise: $1.92Exp: 2028-09-25→ Common Stock (640 underlying) - 63,022(indirect: By Trust)
Common Stock
- 267(indirect: By Spouse)
Restricted Stock Unit
→ Common Stock (267 underlying) - 25,000
Restricted Stock Unit
→ Common Stock (25,000 underlying) - 63,022(indirect: By Trust)
Common Stock
- 1,477(indirect: By Spouse)
Stock Option
Exercise: $2.22Exp: 2029-09-11→ Common Stock (1,477 underlying) - 25,000
Restricted Stock Unit
→ Common Stock (25,000 underlying) - 1,329(indirect: By Spouse)
Stock Option
Exercise: $3.18Exp: 2030-10-30→ Common stock (1,329 underlying)
Footnotes (12)
- [F1]Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F10]No expiration date.
- [F11]The options are fully vested and exercisable.
- [F12]The restricted stock units vest as follows: (i) 833 on 8/21/2024; (ii) 833 on 8/21/2025; and (iii) 834 on 8/21/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F2]Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F3]Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F4]Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
- [F5]The restricted stock units vest as follows: (i) 8,333 on 1/1/2024; (ii) 8,333 on 1/1/2025; and (iii) 8,334 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F6]The restricted stock units vest as follows: (i) 256 on 5/4/2023; (ii) 256 on 5/4/2024; and (iii) 255 on 5/4/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F7]The restricted stock units vest as follows: (i) 89 on 2/21/2023; (ii) 89 on 2/21/2024; and (iii) 89 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F8]The restricted stock units vest as follows: (i) 8,333 on 1/1/2023; (ii) 8,333 on 1/1/2024; and (iii) 8,334 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- [F9]The restricted stock units vest as follows: (i) 1,389 on 1/1/2023; (ii) 1,389 on 1/1/2024; and (iii) 1,389 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.