Howard Jeffrey A. 4

4 · Atlanticus Holdings Corp · Filed Sep 7, 2023

Form 4

Period: 2023-09-05

DirectorPresident & CEO

Transactions

Exercise/Conversion
Common Stock
2023-09-05$6.00/sh+150,000$900,000→ 579,048 total
Tax Payment
Common Stock
2023-09-05$33.20/sh−82,841$2,750,321→ 496,207 total
Exercise/Conversion
Common Stock
2023-09-07$6.00/sh+50,000$300,000→ 546,207 total
Tax Payment
Common Stock
2023-09-07$32.62/sh−110,805$3,614,459→ 607,700 total
Tax Payment
Common Stock
2023-09-07$32.62/sh−27,702$903,639→ 518,505 total
Exercise/Conversion
Common Stock
2023-09-07$6.00/sh+200,000$1,200,000→ 718,505 total
Exercise/Conversion
Employee Stock Option (right to buy)
2023-09-05−150,000→ 50,000 total
Exercise: $6.00Exp: 2023-11-12→ Common Stock (150,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2023-09-07−50,000→ 0 total
Exercise: $6.00Exp: 2023-11-12→ Common Stock (50,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2023-09-07−200,000→ 0 total
Exercise: $6.00Exp: 2023-11-12→ Common Stock (200,000 underlying)
Exercise/Conversion
Common Stock
2023-09-05$6.00/sh+100,000$600,000→ 482,635 total
Tax Payment
Common Stock
2023-09-05$33.20/sh−53,587$1,779,088→ 429,048 total
Exercise/Conversion
Employee Stock Option (right to buy)
2023-09-05−100,000→ 0 total
Exercise: $6.00Exp: 2023-11-12→ Common Stock (100,000 underlying)

Footnotes (5)

[F1]Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy the option exercise price and tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on September 5, 2023.
[F2]Reflects shares of Atlanticus Holdings Corporation common stock withheld to satisfy the option exercise price and tax withholding obligations upon the exercise of the stock option, based on the closing price of Atlanticus Holdings Corporation common stock on September 7, 2023.
[F3]The stock option vested in three equal installments on November 12, 2019, November 12, 2020 and November 12, 2021.
[F4]The stock option vested in full on January 31, 2021 upon the satisfaction of the performance criteria.
[F5]The stock option vested in full on January 31, 2022 upon the satisfaction of the performance criteria.

Documents

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